Microencapsulation is a revolutionary technology enabling liquids to be treated as solids. The technology was first used to produce carbonless copying paper, but today it is widely used in a number of industrial fields such as medicine, agricultural chemicals, thermochromic materials, cosmetics, and toiletries.
The original microcapsule was produced by a complex coacervation between gelatin and gum arabic. Gelatin changes its charge depending on pH value; it has negative and positive charges at pH values above and below its isoelectric point, respectively. On the other hand, gum arabic has a negative charge regardless of pH value. The colloidal mixture of gelatin and gum arabic, therefore, brings about a neutralizing reaction at pH values below the isoelectric point of gelatin, resulting in polymerization.
The typical microencapsulation process via complex coacervation is illustrated in Figure 6.7.
aqueous gum arabic
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Figure 6.7. Microencapsulation by complex coacervation.
A leuco dye solution (3-5%, 100 g) is emulsified in an aqueous solution of gelatin (5%, 100 g) at 50 °C until the droplet is 5 to 10 pm in diameter. The droplet size is governed by the rate of agitation. Once the appropriate droplet size is achieved, an aqueous solution of gum arabic (5%, 100g) is added. The mixture is then diluted with water (50°C, 200ml), and the pH is adjusted to 4-5 with acetic acid to permit coacervation resulting in deposition of a thin film of liquid polymer on the core of the droplet of leuco dye solution. The liquid polymer is gelated by cooling below 10 °C, and then hardened with formaldehyde. The mixture is finally adjusted to pH 9 to give microcapsules containing leuco dye solution.
Recently, many synthetic polymers such as urea/formalin resin, melamine/formalin resin, polyester, and polyurethane have been widely used as the wall material for the microcapsule, though the gelatin microcapsule is still used. Microcapsules using a synthetic polymer wall have several advantages over those using a gelatin wall: (1) the preparation process is simple, (2) the size of the microcapsules is well balanced, (3) the microcapsule concentration can be increased twofold or more and (4) the microcapsules have a high resistance to water and many chemicals. Synthetic microcapsules are prepared by interfacial polymerization or in situ polymerization.