Polyurethane dispersions (PUDs)

PUDs are another commercially important type of waterborne polyu­rethane systems. Due to their versatility, stability, high performance, and low VOCs, PUDs are increasingly used as binders for a wide range of coatings and related products. Conventional PUDs are aque­ous secondary dispersions of high MW polyurethanes with a typi­cal particle diameter of 0.1 to 0.2 pm. Such polyurethane resins are offered as translucent dispersions with ~35 to 45 % by weight solids. After application, PUDs form films by evaporation of water (and other volatiles) followed by particle coalescence, similarly to latex.

Typical thermoplastic PUDs are prepared by reaction of polymeric diols with diisocyanate, monomeric diols or diamines, called chain extenders, and a diol-containing hydrophilic group. The high MW polymer chains of such polyurethane resins contain soft domains arising from polymeric polyols and hard domains from isocyanates, chain extenders and hydrophilic groups containing a diol. A com­monly used prepolymer process for preparation of PUDs is shown in Figure 2.68. The first step in PUD synthesis by this process is preparation of a — NCO functional prepolymer, generally in the pre­sence of a polar aprotic solvent such as N-methyl-2-pyrrolidone, followed by neutralization of the carboxylic acid group using a vola­tile amine. The product is then dispersed in water under high shear conditions and the prepolymer MW is further increased by chain extension using diamine compounds. The higher reactivity of — NCO groups towards amines compared to water is taken advantage of in preventing excessive formation of urea linkages over urethane linkages. Nevertheless, such products always contain a distribution of urethane and urea linkages and hence, more specifically, such dispersions are called polyurethane-urea dispersions. The current trend is to offer solvent-free (typically N-methyl-2-pyrrolidone-free) dispersions because of VOC concerns. PUDs find a number of applica­tions in coatings for wood, plastics, leather, and many more products.

Cross-linkable PUDs contain reactive functional groups pendant to the backbone and/or at the chain ends, and can be cured using a variety of cross-linkers and curing conditions. The reactive functio­nalities may include, among others, a fatty acid moiety in air-drying PUDs, — OH functionality for cross-linking with melamine or isocya­nate type cross-linkers, — COOH groups for curing with carbodiimide

Polyurethane dispersions (PUDs)

Figure 2.68: A simplified reaction scheme for preparation of an aqueous PUD using a prepolymer process

Table 2.8: Types of polyurethane coatings

Polyurethane

Composition

Cure

Technical

Free

system (ASTM

mechanism

platform

-NCO

designation)

present

One-component systems

Air-drying

Drying

Oxidative drying

SB

No

(ASTM type I)

oil-modified polyurethane + metal driers

(air-drying)

WB

Moisture curable

-NCO functional

Reaction of

SB

Yes

(ASTM type II)

polyurethane

atmospheric

HS

prepolymer +

moisture with

catalyst

-NCO

Blocked

Blocked

Thermal cure

SB

No

Isocyanate

isocyanate +

through reaction

HS

(ASTM type III)

polyol

of deblocked

PC

iscyanate with polyol

WB

Radiation cure

Acrylate-

UV-induced

SFWB

No

functional poly-

chain-growth

urethane, reac­tive diluents, photoinitiators

polymerization

Thermoplastic

High MW

Physical drying

WB

No

polyurethane

thermoplastic

through particle

(PUD

(ASTM type VI)

polyurethane resin dispersed in water (PUD)

coalescence

tech.)

Two-component systems

Catalyzed poly-

Isocyanate

Ambient tem-

HS

Yes

urethane system

prepolymer

perature cure

(ASTM type IV)

+ catalyst or

of — NCO with

crosslinker or

catalyst or

accelerator

accelerator

Polyol/

Part I

Ambient

WB

Yes

polyisocyanate

polyisocyanate

temperature

SB

(ASTM type V)

Part II polyol

cure by — NCO

HS

catalyst

and — Oh reac­tion; low bake <80°C with urea

SB = solvent-borne, WB = waterborne, HS = high solid, PC = powder coating, SF = solvent-free

or aziridine type cross-linkers, and (meth)acrylate functionality for UV-curing applications. In general, thermomechanical properties of cross-linked films of PUDs are much superior to those of thermopla­stic films and hence find high-end industrial applications.

Table 2.8 summarizes different types of polyurethane coating sys­tems, their compositions, curing mechanism and ASTM classification.

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